Abstract: Strain induced self-assembly provides an attractive route to
nanofabrication of semiconductor quantum dots on surfaces. Recent experiments have
demonstrated that combining the strain induced self-assembly with surface patterning
provides an effective method to further improve the size uniformity and spatial
ordering of quantum dots. However, the underlying mechanisms responsible for such
improvement remain poorly understood. In this talk, I will present theoretical
analyses of strain induced growth instability and island nucleation on patterned
substrates. We show that the growth of a strained film is inherently less stable
on a wavy substrate than on a flat substrate. For small surface undulation, the
critical wavelength characterizing the initial instability on a wavy substrate is
effectively half of that on a flat substrate. Furthermore, on patterned substrates,
island nucleation is directed to the preferred sites by a much lower energy barrier
and smaller critical size. Strain relaxation directs island nucleation to the bottom
of a pit rather than the top of a ridge as commonly perceived, while large surface
energy anisotropy leads to nucleation at both places.
Our theory explains some puzzling experimental results and provides useful guidelines
for future exploration of directing the self-assembly of quantum dots on patterned
substrates.